 | Brad McMillan, CFA®, CAIA, MAIManaging Principal and Chief Investment Officer - Chairs the Investment Committee and is the primary spokesperson for Commonwealth's investment divisions
- Shares his comments and thoughts on the economy in his blog, The Independent Market Observer
- Is a Chartered Financial Analyst® (CFA®) charter holder, holds the Chartered Alternative Investment Analyst (CAIA) designation, and is a member of the Appraisal Institute
- Earned a BA from Dartmouth College, an MS in real estate from MIT, and an MS in finance from Boston College
- Has prior experience as the founder of Dartmouth Realty Advisors
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 | Brian Price, CFA®Senior Vice President, Investment Management and Research - Manages the Research team
- Oversees asset allocation, fund selection, and overall management of Commonwealth’s Preferred Portfolio Services® Select program
- Is a Chartered Financial Analyst® (CFA®) charter holder and holds the FINRA Series 7, 63, and 65 securities registrations Earned a BA from Georgetown University
- Has prior experience as a senior financial advisor associate at Bernstein Investment Research and Management
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 | Peter Essele, CFA®, CAIA, CFP®Vice President, Investment Management and Research - Oversees asset allocation, fund selection, and overall management of Commonwealth’s discretionary platform, Preferred Portfolio Services® Select
- Holds the CERTIFIED FINANCIAL PLANNER™ professional certification and the Chartered Alternative Investment Analyst (CAIA) designation, and is a Chartered Financial Analyst® (CFA®) charter holder and a member of the Boston Security Analysts Society
- Holds the FINRA Series 7, 24, 31, 53, and 66 securities registrations
- Earned a BS in industrial economics from Union College
- Has prior experience in positions at Albany International and Kestner Engineers
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 | Chad LaFauci, CFA®, CAIAVice President, Alternative Investments - Analyzes, approves, and monitors all alternative investments products (e.g., private equity, private credit, hedge funds, real estate, infrastructure, and commodities)
- Manages the Alternative Investments team, which assists advisors with portfolio construction, as well as individual investment research and analysis
- Is a Chartered Financial Analyst® (CFA®) charter holder and holds the Chartered Alternative Investment Analyst (CAIA) designation and the FINRA Series 7, 24, 63, and 65 securities registrations
- Earned a BS in economics from Bates College
- Has prior experience in a position at Investors Bank & Trust
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 | Jim McAllister, CFA®Director, Equity Research - Oversees the Equity Research team, which assists advisors with ongoing due diligence and analysis of equity-based mutual funds, exchange-traded funds, separately managed accounts, and individual securities
- Manages the Preferred Portfolio Services® Select Equity Income SMA models
- Responds to advisor inquiries on equity portfolio construction, individual equity research, and equity portfolio reviews
- Is a Chartered Financial Analyst® (CFA®) charter holder
- Earned a BS in finance from Lehigh University
- Has prior experience as a research analyst at Loomis, Sayles & Co. and State Street Global Advisors in the U.S. quantitative group
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 | Brian McCormick, CIMA®Manager, Investment Management and Research - Manages evaluation, selection, and dissemination of research in the small- and mid-cap asset classes
Conducts research and due diligence on exchange-traded products - Responds to advisor inquiries on various investment topics, including asset allocation, mutual funds, exchange-traded funds, and separate account managers
- Holds the Certified Investment Management Analyst® (CIMA®) designation and the FINRA Series 7, 24, and 63 securities registrations
- Earned a BS in management from Quinnipiac University
- Has more than 17 years of industry experience including at positions at Signator Investors and Putnam Investments
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 | Fred DeBaetsPortfolio Manager, Investment Management and Research - Manages Commonwealth’s Preferred Portfolio Services® Select Fixed Income SMA strategies
- Assists with portfolio construction and ideas on fixed income market opportunities
- Earned a BS in financial management and economics and an MBA from Plymouth State University
- Has prior experience in fixed income positions at Morgan Stanley and Bear Stearns
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 | Chris FascianoPortfolio Manager, Investment Management and Research - Oversees Commonwealth’s Preferred Portfolio Services® Select program and the Commonwealth Model Portfolios
- Assists with asset allocation, security selection, and ongoing portfolio monitoring
- Responds to advisor inquiries about their own model portfolios
- Earned a BA in economics from Bates College and an MBA from the University of North Carolina at Chapel Hill’s Kenan-Flagler Business School
- Has more than 20 years of experience in small- and mid-cap stock research and managing small- and mid-cap value portfolios for institutional and high-net-worth clients
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 | Andrew Kitchings, CAIA, CMT, ERP, FRMPortfolio Manager, Investment Management and Research - Helps oversee Commonwealth’s Preferred Portfolio Services® Select program and the Commonwealth Model Portfolios
- Assists with asset allocation, security selection, and ongoing portfolio monitoring
- Holds the Chartered Market Technician (CMT), Chartered Alternative Investment Analyst (CAIA), Energy Risk
- Professional (ERP), and Financial Risk Manager (FRM) designations and is a member of the Boston Security Analysts
- Society Holds the FINRA Series 7 and 66 securities registrations
- Earned dual degrees in economics and history with a concentration in East Asian studies from Emory University
- Has prior experience in positions at LPL Financial and Bank of America
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 | Anu Gaggar, CFA®, FRM®Senior Research Analyst, Equity - Evaluates and selects managers and disseminates research in the international and emerging markets asset classes
- Responds to advisor inquiries on equity portfolio construction, individual equity research, and equity portfolio reviews
Is a Chartered Financial Analyst® (CFA®) charter holder and holds the Financial Risk Manager (FRM®) designation and the FINRA Series 7 securities registration - Earned an MS in finance from Boston College and an MBA in finance from NMIMS in India
- Taught master’s level finance course at Boston University and worked at Virtua Research and SBI Capital Markets in India
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 | Robert Kane, CAIASenior Research Analyst, Alternatives - Facilitates due diligence and research activities on products within alternative financial strategies (e.g., managed futures, hedge funds, private equity, structured products, mutual funds, and exchange traded funds)
- Holds the Chartered Alternative Investment Analyst (CAIA) designation and the FINRA Series 7, 63, and 66 securities registrations
- Earned a degree from the University of Massachusetts Amherst
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 | Nathan Parker, CFA®, CAIASenior Research Analyst, Real Assets - Facilitates due diligence and research activities on real asset-focused investments (commercial real estate, commodities, infrastructure, and natural resources)
- Is a Chartered Financial Analyst® (CFA®) charter holder and holds the Chartered Alternative Investment Analyst (CAIA) designation and the FINRA Series 7 and 63 securities registrations
- Earned a bachelor's in business administration from California State University, Chico, and a master's in finance from San Diego State University
- Has prior experience at LPL Financial
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 | Chris Stuart, CFA®Senior Research Analyst, Equity - Evaluates and selects managers and disseminates research in the large-cap equity asset class
- Responds to advisor inquiries on equity portfolio construction, individual equity research, and equity portfolio reviews
- Holds the FINRA Series 7 and 66 securities registrations
- Earned a BA in finance from the University of Massachusetts Amherst
- Has prior experience in positions at Columbia Management, Bank of America-Merrill Lynch, and TheStreet.com
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 | Eduardo Ciuffo, CFA®Senior Research Analyst, Real Assets - Facilitates due diligence and research activities on real asset-focused investments
- Is a Chartered Financial Analyst® (CFA®) charter holder and holds the FINRA Series 7 and 63 securities registrations
- Earned a master’s degree in finance from San Diego State University
- Has prior experience at LPL Financial, where he traded and re-balanced SMA platforms
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 | Sarah HargreavesAnalyst, Investment Management and Research - Provides advanced technical, consultative, and platform-based support on a variety of topics to advisors and clients, particularly as it relates to Commonwealth’s Preferred Portfolio Services® (PPS) Select program.
- Identifies strategies to enhance model portfolio adoption and responds to advisor inquiries
- Holds the FINRA Series 7 and 66 securities registrations
- Earned a degree from Elon University
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 | Sam MilletteSenior Investment Research Analyst, Fixed Income - Analyzes individual fixed income securities, responds to advisor requests, and assists with market research and commentary
- Assists with trading and re-balancing of SMA portfolios
- Earned a BA in economics from Tufts University and is currently a Level II Chartered Financial Analyst® (CFA®) candidate
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 | Thomas RyanResearch Analyst, Equity - Responds to advisor inquiries on equity portfolio construction, individual equity research, and equity portfolio reviews
- Evaluates and selects managers and disseminates research in the mid-cap equity asset class
- Chartered Financial Analyst® (CFA®) charter holder
- Holds the FINRA Series 65 securities registration
- Earned a BS in business management from the Isenberg School of Management at the University of Massachusetts Amherst
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 | Rob Swanke, CFA®, CAIAResearch Analyst, Fixed Income - Analyzes individual fixed income securities, responds to advisor requests, and assists with fixed income market research
- Is a Chartered Financial Analyst® (CFA®) charter holder and holds the Chartered Alternative Investment Analyst (CAIA) designation and the FINRA Series 65 securities registration
- Earned a BS in finance and accounting from Boston College
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 | Peter RobertoResearch Analyst, Equity - Supports analysts with due diligence and research activities on mutual funds, exchange traded-funds, and equities
- Evaluates and selects managers and disseminates research in the global and foreign SMID markets asset classes
- Assists the Investment Management team with calculating, analyzing, and updating both internal and external performance and attribution reports
Earned a BS in management, with an emphasis in finance, from Worcester Polytechnic Institute and is currently a Level II Chartered Financial Analyst® (CFA®) candidate |
 | Tom ScarlataResearch Associate, Investment Management and Research - Supports analysts with due diligence and research activities in fixed income and alternative investments
- Assists the Investment Management team with aggregating and presenting daily, weekly, and monthly investment analysis and performance reporting
- Earned a BS in economics and finance from Bentley University
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